Prepared by Cultural Enterprises International/Entreprises Culturelles Internationale
Mireille F. Watson & Catherine M. Hurley, Principals
April 30th, 2000
Appendix A -Status of the Artist Act – Client Feedback and Recommendations
Appendix B - Performance Evaluation Questionnaire
Appendix C - List of Organizations Asked to Participate in the Survey
The Canadian Artists and Producers Professional Relations Tribunal, “the Tribunal”, along with other Federal departments and institutions has been required since 1997 to submit an annual performance report to Parliament.
In order to meet this public reporting obligation and to improve its operation, the Tribunal has established operating objectives to guide its activities and instituted performance measurement standards to measure its efficiency and effectiveness. The Tribunal has published annual performance reports that are tabled in the Main Estimates to Parliament for each year ending March 31st. The findings of this client survey study will be used in the preparation of the Tribunal’s performance review for the year ending March 31, 2000.
In 1992 the federal government enacted the Status of the Artist Act which recognizes the special role that artists play in Canadian society. The Canadian Artists and Producers Professional Relations Tribunal was created in 1993 to assist in achieving the Act’s objectives, by administering the legal framework for collective bargaining between freelance artists and producers in the federal jurisdiction, as set out in the Status of the Artist Act. The Tribunal became fully functional in 1995. The producers covered by the Act are all broadcasting undertakings under the jurisdiction of the Canadian Radio-Television and Telecommunication Commission (CRTC), all federal government departments and most federal agencies and crown corporations.
The Tribunal’s responsibilities may best be described as:
Since the Tribunal began making certification decisions in 1996, it has defined 20 cultural sectors suitable for bargaining and certified various artists’ associations to represent artists in these sectors. As of March 31, 2000, the Tribunal had received 28 applications for certification and 22 of those had been dealt with. A total of six complaints, two applications for determination, four applications for review and one application for consent to prosecute had been received, and all but one had been dealt with.
In order to improve its evaluation framework and performance, the Tribunal embarked on a consultative process with its client group and stakeholders, with a view to engaging in an open and honest discussion. This consultative study of client feedback marks the beginning of a process to seek the counsel and involvement of its client community in this objective.
The Tribunal, through these client interviews, particularly sought feedback on the following issues:
As a result of these consultations, the Tribunal wishes to be in a better position over the longer term, to assess the impact of its work and decisions on the well-being of artists and on relations between artists and producers.
To this end, an independent consulting company, Cultural Enterprises International was engaged to design a client evaluation questionnaire (Appendix B) and carry out the client consultations.
Letters of invitation to participate in the research project with an accompanying questionnaire were sent to 48 organizations out of an initial survey list of 75 identified by the Tribunal Secretariat. The consultants conducted interviews with 40 certified artists’ associations, broadcasters and federal government institutions.
As this was a first-time consultation with clients of the Tribunal, the selection of those to be interviewed was based upon those artists’ associations who had been certified, and producers that had entered into negotiations or had been issued a notice to bargain. Particular attention was paid to ensure that there was an appropriate sampling of those surveyed with respect to artistic discipline, the type of producer, and regional or geographic representation.
In-person versus telephone interviews were felt to encourage an open and in depth discussion with those surveyed. Therefore, whenever it was possible, and given the resources available, the consultants conducted in-person interviews. Of the 40 interviews conducted, 19 were held in-person. Client interest and participation was overall very high as reflected by the number of respondents.
Particular attention was placed by the consultants on eliciting from the Tribunal’s client base the following information:
On average, the satisfaction level is 8 out of 10.
There is a high level of satisfaction with the Tribunal and Tribunal Secretariat’s ability to process applications for certification, as well as deal with complaints and other matters in a timely manner.
On average, the satisfaction level is 6.5 out of 10.
Generally the artists’ associations are satisfied with the Tribunal’s decisions. The producers are less satisfied and this we believe is due in part to a lack of knowledge of the adjudication process, which can be remedied by an increase in targeted communications.
It should be noted that this information is based upon a sampling received from artists’ associations and producers who had been involved in the adjudication process, or were aware of the decisions.
On average, the satisfaction level is 7 out of 10.
For those organizations and individuals that have sought information and assistance from the Tribunal Secretariat, the level of satisfaction is very high. In those cases where there hasn’t been any contact with the Tribunal Secretariat, the lower level of satisfaction can best be explained by a lack of knowledge and awareness of the Tribunal’s role and the services available.
Despite numerous past initiatives by the Tribunal Secretariat to raise its profile with its client groups, those interviewed do not recognize these efforts as significant. The concerns identified by the client groups surveyed were attributable to a need for improved communications by the Secretariat.
The respondents on the whole felt that the Tribunal manages its resources well and noted the prudent return of unspent resources from its annual budgetary allocation. However, in light of the expressed need for improved communications, enhanced education and training in collective bargaining, it was frequently suggested that the Tribunal increase its resource allocation to these areas.
There were no concrete suggestions for modifying the Tribunal’s objectives. This indicated to the consultants that the client groups’ priorities at this time appear to centre on achieving benefits that directly affect them.
The previous two sections dealt specifically with the client groups’ comments on the Tribunal’s achievement of its objectives and priorities, as well as the measures and targets used for evaluating the achievement of these objectives.
The overwhelming consideration for the client groups, however, was to discuss the relevancy of the Act and its effect on them (if at all). With respect to the artists’ associations, their preoccupation was invariably on how to maximize the rights afforded to them under the federal legislation and to bargain effectively. For broadcasters and federal government institutions, it was challenging for them to understand why they came under the Act and what effect the Act had on the way they have traditionally conducted business.
It was the a generally held view of all surveyed that the Status of the Artist Act was enacted in order to provide Canadian artists with increased status, a platform for engaging in collective bargaining and a means to increase their earning potential and conditions of work.
However, by the very nature of the description and purpose of the Act, this legislation and by association, the Tribunal and Tribunal Secretariat, are seen by producers (broadcasters and Federal government departments and agencies) as biased in favour of artists’ associations. This may have unknowingly resulted in a general distrust of the Tribunal’s role and mandate.
In the consultants’ view, the current relations between producers and artists’ associations are not as favourable as they might be. Unless there is a better understanding of:
this situation may be exacerbated with the increase in notices to bargain served to the producer group by artists’ associations within the past 12 months.
The consultants would like to stress that there were numerous comments and suggestions made which referred directly to the Act. Comments on the Act did not form part of the consultants’ original mandate when undertaking the study. However, because of the importance of these comments, the consultants have listed both the feedback and ensuing recommendations under Appendix A.
These associations have yet to negotiate their first agreement and are having to deal with a shortage of resources, experience and money. With respect to their hopes for a more stable environment for their members and improved “status”, they have yet to see this happen.
Most of these associations felt that overall the Act has formalized a previously existing relationship and might offer some protection with respect to re-negotiation of an existing agreement or when entering into negotiations with a new producer
This is a tool that the Tribunal can use to inform and educate its clients, as well as give itself the visibility it requires to fulfill its mandate. In the opinion of the consultants, many of the following suggestions made by the respondents can be easily implemented by the Tribunal Secretariat.
Recommendation #1 – Tribunal newsletters and other information should be sent to broadcasters and federal government institutions, as well as to artists’ associations. This is especially important to artists’ associations. A commonly heard remark from this group was that the producer had no knowledge of the Tribunal, which made their task even more difficult.
Recommendation #2 – One-page sheets should be written describing the work of the Tribunal, including the type of assistance that client groups can access, and, the types of contract for services categories that fall under the sectors previously identified by the Tribunal.
The Secretariat might consider disseminating this information through the artist and producer associations themselves, by way of their association/industry newsletters.
Recommendation #3 – The Tribunal Secretariat should establish a dedicated help-line within the acceptable limits of the Act, to supplement/support the Tribunal procedure guide. This would also help first-time bargaining associations reduce their time spent in research and legal consultation (supplemented by 5.2 Recommendation #1).13
Recommendation #4 – The Tribunal should make its existing list of producers available to artists’ associations, to assist them in the identification of possible bargaining partners.
Recommendation #5 – Many organizations interviewed were interested in receiving information such as decisions, amendments, etc. It is the consultants’ recommendation that the Tribunal highlight the availability of such existing information, whether in paper format or on its website, in its communications.
Recommendation #6 – The distinction between federal and provincial jurisdiction seems to be a recurring problem for some Quebec-based artists’ associations and broadcasters. The Tribunal might want to issue a specific information bulletin with respect to this particular jurisdictional issue.
Numerous remarks were made about the need for a better understanding of the Act, the Tribunal’s role and the collective bargaining process. The following recommendations may be helpful in giving support, especially to organizations that do not have a bargaining tradition.
Recommendation #1 -There was an overwhelming demand from both artists’ associations and producer groups for the Tribunal Secretariat to conduct regional workshops. The consultants recommend that the Tribunal organize a series of workshops that will address subjects such as:
Recommendation #2 - For workshops that address the particular needs of artists’ or producers’ organizations and the legal community, the Tribunal Secretariat, wherever possible, should conduct these during industry events, for example,
Recommendation #3 – Prepare a kit for producers including information on their responsibilities under the Act, and a primer on the Act with respect to bargaining, which would include information such as time frame, recourse to Tribunal, etc.
Recommendation #1– The Tribunal should have a presence at major client group conferences and annual events. Information should be prepared for the uninitiated and wherever appropriate the Tribunal Secretariat should take part in cultural discussions. If funding is available for sponsorships, the Tribunal may want to consider that option; it is often possible to have sponsorship exposure for as little as $500.
The Tribunal is the body mandated to certify artists’ associations and administer the collective bargaining regime under the Status of the Artist Act. As such, the Tribunal through its Secretariat should make a concerted effort to improve upon its communication and inform its client groups of their rights and responsibilities. The immediate challenge appears to be in finding workable solutions to promote the bargaining of scale agreements between artists’ associations and producers, improve materials to aid that process, and find the right target audience to promote and deliver the necessary information.
It is important to note that the interviews yielded very little comment on the Tribunal’s present evaluation framework but yielded numerous comments on the Act itself and its impact or perceived impact upon the client groups. The consultants believe that this may be the result of a general lack of collective bargaining experience under the Act of those interviewed, a lack of awareness of the role of the Tribunal, and inadequate time and resources to engage in the process. Therefore, client groups may have insufficient experience upon which to adequately assess the Tribunal and Tribunal Secretariat’s service delivery as per its current performance objectives.
Some problems that were identified, such as the lack of resources and knowledge about bargaining, can be addressed through increased communication and education. However with respect to the need for legal advice, the Tribunal Secretariat is unable to fulfill these demands, as it is not mandated to do so under the Act. This does not eliminate the need, however, and some further thought should be given as to how this support can be offered at a reasonable cost to artists’ organizations.
There was no dispute over the role of artists and their rights to fair compensation and collective bargaining. The implementation of some of the recommendations as noted should go a long way in supporting a positive relationship between the Tribunal’s client groups–certified artists’ organizations, and broadcasters and federal government departments and agencies.
1 The consultants note that the legal services department cannot give legal advice to clients of the Tribunal.
2 Please note that the Tribunal Secretariat does provide information meetings at the request of clients.
3 Please note that the legal services department cannot give legal advice to clients of the Tribunal, and that only the Tribunal may interpret the Act.
4 Please note that decisions have always been available on the Tribunal’s website.
5 The conciliation process being referred to is found under the Canada Labour Code where a conciliator or conciliation board is appointed by the Minister. This provision does not exist in the Status of the Artist Act.
6 Please note that section 18 of the Act requires the Tribunal to take into account applicable principles of labour law, which the Tribunal has done in a number of its decisions.
7 Please note that Tribunal decisions have been available on the QuickLaw database since 1997.
8 The full title of the Act is an Act respecting the status of the artist and professional relations between artists and producers in Canada.
9 The Tribunal has yet to render a decision regarding the additional categories of artists which are covered by the Act in the recently enacted regulations.
10 Please note that the Tribunal has in place procedural guidelines that have been amended since their inception as a result of experience and client feedback, and has initiated the process so that the guidelines will become procedural regulations.
11 Please note that all Tribunal decisions are available on its website and the QuickLaw database.
12 Please note that only the Minister of Labour can appoint a mediator to assist parties at the negotiating table. In cases involving certification applications, complaints or other matters before the Tribunal, the Tribunal may offer mediation services to help resolve specific issues before, or instead of, holding a hearing.
13 Please note that legal advice cannot be given by the Tribunal Secretariat.
As noted earlier, comments and suggestions that referred directly to the Act were not part of the consultants’ original mandate, and are not related to the Tribunal’s present mandate or performance. There were however a number of recurring concerns from those interviewed and these are reflected below together with suggested recommendations.
Recommendation #1 – There is a major concern on the part of artists’ organizations about sub-contracting to third parties. In its report to Parliament, the Tribunal may want to make mention of this, although it is not presently part of their mandate to deal with the definition of producer.
Recommendation #2 – There seems to be a consensus regarding the fact that the lack of a conciliation mechanism is a detriment to the successful conclusion of bargaining.
Recommendation #3 – In the case of first-time agreements, the lack of an arbitration mechanism within the Act is seen as problematic. The Tribunal should monitor any long-term impact this may have on the collective bargaining process.
Recommendation #4 – The ability that the Act gives to artists’ associations with respect to collective bargaining is recognized as being very important. However, many organizations (artists’ associations and producers) felt that when first conceived the status of the artist “package” was seen as including such elements as tax regime, copyright, access to Employment Insurance and EI programmes. The Tribunal might wish to make recommendations to the government at the appropriate time.
Recommendation #5 – The lack of funding and expertise (in bargaining and researching producer groups) has been a major deterrent to the pursuance of collective bargaining for many artists’ associations. If this situation is to change, expert resources will need to be retained and/or a funding mechanism established. With regard to the latter, the Quebec status of the artist regime allows for artists’ associations to begin collecting dues when bargaining begins. This is a source of revenue which could be made available to artists’ associations if the federal legislation was amended.
Name of Organization
Contact Person
Title
Telephone No. Fax No.
E-Mail Address Web site
No. of Employees:_____ Full - time_______ Part-time_____
If artists’ association, how many members do you have?
1. Do you have a full-time staff dedicated to collective bargaining and the administration of collective agreements?
2. If the answer to question 1 is yes, how many?
3. How much time does your organization spend in collective bargaining?
4. How long have you been bargaining?
5. What is your main purpose for entering into the collective bargaining process?
6. For artists’ associations: how would you describe your organization’s mandate and purpose?
The Canadian Artists and Producers Relations Tribunal was created to provide a legal structure which allows the certification of associations of self-employed artists within federal jurisdiction and allows for a collective bargaining mechanism, which establishes minimum terms and conditions of engagement and contributes to good relations between artists’ associations and producers. It is hoped that results will include an enhanced status of selfemployed artists and more recognition of the role they play within Canadian society.
7. How would you rate the Tribunal’s services in the following areas, and please let us know how satisfied you were with the Tribunal’s ability to deal with your concerns:
8. Do you read or make reference to the Tribunal’s web site? Its information bulletins? Its reports?
9. In your opinion, does the Tribunal maximize the use of its financial resources? What could the Tribunal do to make its services more affordable?
Please Note Questions 10 to 14 apply to Artists’ Associations
10. Do you feel your organization has benefitted since certification from the Tribunal? If yes, please give details e.g. enhanced status, improved working conditions, better relations with producers.
11. What do you feel have been the drawbacks of certification?
12. For those associations who are certified but have yet to serve a first notice to bargain, what is the reason for this delay?
13. For those associations who have served first notice(s) to bargain, but have not yet negotiated a first agreement(s), what are the reasons?
14. Are you aware that there are provisions in the Status of the Artist Act to assist the bargaining process?
Please Note Questions 15 and 16 apply to Broadcasters
15. What do you feel have been the benefits of collective bargaining with artists’ associations, e.g. better relationship, available pool of artists who feel adequately rewarded, etc.?
16. Have there been any drawbacks to negotiations? If you have yet to negotiate, what are your perceptions about possible drawbacks?
Please Note Question 17 applies to Federal Government Institutions
17. What is the nature of work within your institution which would put you in the position of employing freelance artists?
18. The above questions have mostly dealt with the objectives which presently guide the Tribunal’s operation, such as: the timely processing of applications for certification and other matters; imparting information and assistance which makes it possible for the parties to the collective bargaining process to benefit from the Act; ensuring the visibility of the Tribunal to its clients and the public; and managing its resources well. The Tribunal has developed measures and targets for evaluating the achievement of these objectives, as described in its Performance Report. Do you think these objectives are valid, and do you feel the evaluation of the Tribunal’s performance was properly conducted?
19. Additional comments?
Certified Artists’ Associations
1. The Professional Association of Canadian Theatres is not a federal government institution. However it represents the National Arts Centre in theatre negotiations with the Canadian Actors’ Equity Association and the Playwrights Union of Canada.